Roles & Responsibilities
- Ensure compliance with UAE Central Bank regulations, partner bank policies, and DSA guidelines.
- Review sales processes, documentation, and customer onboarding for AML, KYC, and CDD compliance.
- Conduct regular compliance checks on sales staff, team leaders, and channel partners.
- Identify compliance risks and recommend corrective and preventive actions.
- Prepare and maintain compliance reports, audit findings, and MIS for management and bank partners.
- Coordinate with partner banks during audits, inspections, and compliance reviews.
- Conduct compliance training and awareness sessions for sales and operations teams.
- Investigate non-compliance cases, sales misconduct, or policy breaches and escalate appropriately.