The Senior Analyst – Transaction Monitoring is responsible for executing and overseeing ongoing monitoring activities to identify, investigate, and escalate suspicious transactions in line with UAE regulatory requirements, including Central Bank of the UAE (CBUAE) AML/CFT regulations and internal policies. The role involves conducting detailed analysis of alerts generated from transaction monitoring systems, assessing customer behavior and risk profiles, preparing high-quality investigation narratives, and recommending STR/SAR filings where required. The Senior Analyst also supports tuning and optimization of monitoring scenarios, typology assessments, ensures timely closure of alerts within SLA, maintains robust documentation, and collaborates closely with Compliance, AML, Operations, and Technology teams to strengthen the bank’s financial crime risk management framework.

Transaction Monitoring Framework & Governance:

Own and maintain the Transaction Monitoring Program aligned to bank risk appetite. Ensure TM coverage across retail, corporate, trade finance, and digital channels and all products. Periodically review TM policies, procedures, and typology libraries.

Scenario Design, Tuning & Optimization:

Design and enhance rules-based and risk-based scenarios (velocity, structuring, round-tripping, unusual patterns) and thorough typology assessments. Lead threshold calibration and alert tuning to reduce false positives without weakening controls. Perform periodic scenario effectiveness testing and document outcomes.

Alert Management & Investigations Oversight:

Oversee daily TM alerts and ensure risk-based prioritization.

Review complex or high-risk cases (PEPs, sanctions nexus, high-risk geographies).

Ensure investigations are well-documented, consistent, and defensible.

STR / SAR Decisioning & Regulatory Reporting:

Act as facilitator in decision-maker or reviewer for STR/SAR filings to the UAE goAML platform.

Ensure reports are timely, accurate, and sufficiently detailed.

Maintain confidentiality and prevent tipping-off.

Technology & Systems Management:

Act as Compliance SME for: ·     TM systems implementation or upgrades ·     Model changes, data mapping, and system validations

Partner with IT, vendors, and operations to resolve data quality or rule-logic issues.

Regulatory Engagement & Audit Readiness:

Lead TM responses for: ·     CBUAE inspections ·     Internal Audit ·     External Audit ·     Skilled Persons Reviews (SPR)

Track and remediate TM-related findings with clear ownership and timelines.

Risk Assessment & Management Information (MI):

Input TM insights into the Enterprise-Wide Risk Assessment (EWRA). Produce senior management MI: ·     Alert volumes & trends ·     STR conversion ratios ·     High-risk customer activity ·     Scenario effectiveness metrics

Training & Awareness:

Train TM analysts on typologies, red flags, and investigation quality.
Conduct QA reviews and coaching to improve consistency and judgment.

Maintain adequate staffing and productivity benchmarks.

 RESPONSIBILITIES:

Market and Sales:

• Market and sell Ahli Bank Retail Banking products through direct approaches to prospective customers at their home, office, or preferred venue.
• Ensure the team consistently advertises, promotes, and secures business across the Sultanate of Oman in a highly customer-centric manner.
• Look after payroll accounts to increase CASA (Current Account Savings Account) in retail banking.
• Conduct daily visits to government and private sector entities to build and maintain relationships.
• Organize weekly activities, such as open days or roadshows, at companies and government entities to source new business.
• Create sales leads from visits made to the sales team and branches.
• Jointly meet with the corporate team to generate retail business from corporate clients.
• Collaborate with branch managers to open new business opportunities for branches.
• Support DSAs (Direct Sales Agents) in closing deals and generating business.
• Implement new companies into the Retail Approved Lending List.
• Ensure sales targets for all products are met.

Branch and Team Support:

• Gather relevant information, create a proper database, and carry out tasks assigned by the Head of Business Development.
• Conduct weekly branch visits and meetings for business reviews.
• Follow up and support team members as required, ensuring their inquiries are addressed and met.
• Ensure all team members follow the DSU (Direct Sales Unit) procedure and meet the team’s targets.
• Jointly meet with branch managers to facilitate business for branches.

Risk Management:

• Monitor individual and business accounts (deposits or loans) for money laundering or fraud.
• Report any suspicious transactions, credit risks, market risks, and operational risks to the appropriate authorities.
• Adhere strictly to the bank s Anti-Money Laundering (AML) policies.

Credit Management:

• Review credit applications and recommend finance approvals per the bank s policy and guidelines, within designated authority.
• Maintain vigilance against potential fraud and adhere to credit management practices.

People Management:

• Manage the performance, motivation, and development of individuals within the team.
• Act as a mentor to junior team members, guiding them in their professional growth.
• Set job objectives and perform timely reviews to measure performance, identify staff development needs, and provide necessary training.
• Directly manage branch staff involved in operating services and sales, ensuring high performance and adherence to bank policies.

Our UAE entity provides Asset Management and Payment Advisory Services. As part of the Interpolitan Money Group, we serve clients from across the United Kingdom, Canada and India, as well as Dubai (Licenced in DIFC).

As we invest into our growth, we are looking for a talented Head of Compliance, who will also act as the Money Laundering Reporting Officer to help drive our existing business in the DIFC and further regulatory expansion further into the United Arab Emirates.

This role encompasses the Authorised Individual Functions of the Compliance Officer and the Money Laundering Reporting Officer.

What You ll Be Doing

• Controlling and managing the compliance function of Interpolitan Money (DIFC) Ltd.
• Responsible for 2nd Line financial crime matters including onboarding, transaction monitoring, screening and client reviews.
• Producing and submitting reports to the appropriate regulatory authorities in a timely and accurate manner.
• Maintaining and evolving policies and procedures for the DIFC business as well as reviewing and providing input for Group wide policies and procedures.
• Engaging with colleagues, both from within the wider Group Compliance function and the wider business, as a subject matter expert, to train and upskill.
• Working with banking and payment partners to ensure that both day-to-day queries are met as well as annual reporting.
• To act as the local Data Protection Officer, overseeing the DIFC entities approach to data protection as part of the Group s global approach to data security.
• To provide management information to the Chief Risk Officer and Board of Directors to attest to the performance of the DIFC compliance function.
• To continue and oversee the application with the Central Bank of the UAE and creation of a dedicated UAE mainland payments business.

• Prior experience as a senior member of a Compliance Department is vital. This is a hands on, active role. You will be expected to both do and lead to ensure to success.
• Experience of either working within an asset management, fund, payments or banking business based in the UAE with respect to anti-money laundering, regulatory compliance and data protection.
• Deep knowledge of both the CBUAE and DIFC rulebooks are a must to manage both existing regulatory requirements and reporting as well as understand future requirements as they develop.
• ACAMS or ICA certification or similar.
• A confident decision maker who can articulate and communicate their rationale to feedback to the wider business.
• The ability to be able to work within a multi-jurisdiction Group, with a wider Group Compliance function, that shares resources and processes where appropriate.
• The ability to work independently and prioritise.
• To be able to horizon scan and communicate evolving or new regulatory requirements in good time.

Responsibilities

• Responsible for the day-to-day operations for compliance with its AML/TFS policies, procedures, systems and controls.
• Recognize and identify risk control points to compliance processes, including AML-TFS risk ratings, KYC onboarding, ongoing screening and maintenance of investor business relationships, and investment monitoring.
• Keeping abreast of regulatory changes, new regulations, and internal policy changes to further identify new key risk areas.

1. Conduct AML/CFT compliance reviews of DNFBPs and financial institutions in accordance with UAE AML framework.
2. Conduct independent AML audits, identifying control gaps and preparing detailed audit reports and action plans.
3. Draft and update AML/CFT policies, procedures, and risk assessment methodologies tailored to client activities and regulatory expectations.
4. Design, conduct, and document Enterprise-Wide Risk Assessments (EWRA) covering clients’ inherent risk factors, control effectiveness, and residual risk scoring.
5. Support the creation and maintenance of Business Risk Assessments (BRA) and customer risk rating methodologies for varied DNFBPs and financial institutions.
6. Assist clients in regulatory inspections and inquiries, including readiness assessments, documentation support, and post-inspection remediation.
7. Evaluate clients’ CDD/EDD processes, PEP and sanctions screening, suspicious transaction monitoring, record-keeping, and staff training frameworks.
8. Support analysis and preparation of STRs/SARs/ARs through goAML, including internal justifications and escalation documentation.
9. Stay abreast of regulatory updates from UAE authorities and draft concise compliance alerts and recommendations for clients.

1. Identify and approach potential customers through field visits, cold calls, or referrals

2. Understand customer needs and offer suitable products/services

3. Deliver product presentations and demonstrations

4. Follow up with leads and maintain strong client relationships

5. Achieve monthly and quarterly sales targets

6. Maintain daily reports and update CRM tools

• Develop and implement machine learning models to detect and prevent financial crime, such as fraud and money laundering, ensuring regulatory compliance.
• Analyze large datasets of financial transactions and customer data to identify patterns, anomalies, and potential risks, leading to proactive risk mitigation.
• Build and maintain data pipelines for collecting, processing, and integrating diverse data sources relevant to compliance, ensuring data accuracy and integrity.
• Create dashboards and reports to visualize key compliance metrics and insights, enabling stakeholders to monitor performance and make informed decisions.

• Oversee the KYC and bank verification processes, ensuring adherence to regulatory requirements and internal policies.
• Manage a team of KYC analysts, providing guidance, training, and performance evaluations to optimize efficiency.
• Conduct thorough reviews of high-risk customer profiles and transactions, escalating suspicious activities as needed.
• Develop and maintain KYC procedures and workflows, staying updated on industry best practices and regulatory changes.
• Collaborate with cross-functional teams, including compliance, fraud, and legal, to address KYC-related issues.
• Monitor and analyze KYC performance metrics, identifying areas for improvement and implementing corrective actions.

• To review /analyze alert generated/created on Transaction Monitoring System (TMS).
• Discounting off the alerts based on available information in TMS system and extracting details from the

bank’s other system.

• Conclude alert with justifiable rationale/comments as per prescribed procedures/checklist.
• Review of Assist senior management for mitigating major Regulatory/Financial crime risks posed to the bank

by identifying, analyzing and proposing the resolutions.

• Analyze & respond to internal and external STR/RFI within the required response time.
• Recommend cases for onwards review/STR to the L2/reporting team with justifiable rationale red flags.
• Escalate all unresolved AML/CTF investigation cases to line Manager.
• Assisting the line Manager in tasks as assigned.

The Senior Analyst – Transaction Monitoring is responsible for executing and overseeing ongoing monitoring activities to identify, investigate, and escalate suspicious transactions in line with UAE regulatory requirements, including Central Bank of the UAE (CBUAE) AML/CFT regulations and internal policies. The role involves conducting detailed analysis of alerts generated from transaction monitoring systems, assessing customer behavior and risk profiles, preparing high-quality investigation narratives, and recommending STR/SAR filings where required. The Senior Analyst also supports tuning and optimization of monitoring scenarios, typology assessments, ensures timely closure of alerts within SLA, maintains robust documentation, and collaborates closely with Compliance, AML, Operations, and Technology teams to strengthen the bank’s financial crime risk management framework.

Transaction Monitoring Framework & Governance:

Own and maintain the Transaction Monitoring Program aligned to bank risk appetite. Ensure TM coverage across retail, corporate, trade finance, and digital channels and all products. Periodically review TM policies, procedures, and typology libraries.

Scenario Design, Tuning & Optimization:

Design and enhance rules-based and risk-based scenarios (velocity, structuring, round-tripping, unusual patterns) and thorough typology assessments. Lead threshold calibration and alert tuning to reduce false positives without weakening controls. Perform periodic scenario effectiveness testing and document outcomes.

Alert Management & Investigations Oversight:

Oversee daily TM alerts and ensure risk-based prioritization.

Review complex or high-risk cases (PEPs, sanctions nexus, high-risk geographies).

Ensure investigations are well-documented, consistent, and defensible.

STR / SAR Decisioning & Regulatory Reporting:

Act as facilitator in decision-maker or reviewer for STR/SAR filings to the UAE goAML platform.

Ensure reports are timely, accurate, and sufficiently detailed.

Maintain confidentiality and prevent tipping-off.

Technology & Systems Management:

Act as Compliance SME for: ·     TM systems implementation or upgrades ·     Model changes, data mapping, and system validations

Partner with IT, vendors, and operations to resolve data quality or rule-logic issues.

Regulatory Engagement & Audit Readiness:

Lead TM responses for: ·     CBUAE inspections ·     Internal Audit ·     External Audit ·     Skilled Persons Reviews (SPR)

Track and remediate TM-related findings with clear ownership and timelines.

Risk Assessment & Management Information (MI):

Input TM insights into the Enterprise-Wide Risk Assessment (EWRA). Produce senior management MI: ·     Alert volumes & trends ·     STR conversion ratios ·     High-risk customer activity ·     Scenario effectiveness metrics

Training & Awareness:

Train TM analysts on typologies, red flags, and investigation quality.
Conduct QA reviews and coaching to improve consistency and judgment.

Maintain adequate staffing and productivity benchmarks.

Responsible for assisting the Team Leader Due Diligence and Senior Officer Due Diligence in the performance of the due diligence and monitoring processes on new company, member or other business stakeholder applications, amendments and other submissions to ensure company operations are compliant and to maintain Company’s reputation as a Free Zone authority that upholds the highest standards of regulation.

1️⃣ Procedures & Screening

• Conduct screening of new and existing members for compliance with due diligence policies and KPIs.
• Analyze, evaluate, and assess risk ratings; recommend ratings per the Function Authority Matrix.
• Review and assess service requests according to policies and procedures.
• Evaluate Know Your Customer (KYC) documents in line with applicable laws and regulations.

2️⃣ Enhanced Due Diligence

• Identify suspicious activity related to applicants or existing members.
• Assist Team Leader and Senior Officer in performing enhanced due diligence for high-risk clients.

3️⃣ Advisory & Support

• Provide guidance and support to Member Success and Operations teams on due diligence and service requests.

Responsibilities

• Prospecting & Lead Generation:
  • Conduct thorough market research and identify potential clients within target industries.
  • Develop and execute targeted outbound sales campaigns, including cold calling, email outreach, and networking.
  • Leverage online research tools and social media platforms to identify and qualify leads.
  • Build and maintain a robust pipeline of qualified leads.
• Sales Funnel Management
  • Focus on qualifying leads effectively to ensure they are a good fit for b2broker’s solutions and have the potential for a successful long-term relationship.
  • Analyze customer needs and tailor product presentations accordingly.
  • Clearly articulate the unique value proposition of b2broker’s solutions to potential clients, emphasizing the competitive advantages and how they address specific customer pain points.
  • Conduct effective product demonstrations and presentations to showcase the value proposition of b2broker’s solutions.
  • Negotiate and close deals, ensuring mutually beneficial agreements are reached.
• Market & Competitive Analysis:
  • Stay abreast of industry trends, competitor activities, and market dynamics.
  • Gather market intelligence and customer feedback to inform product development and sales strategies.
• Reporting & Analysis:
  • Analyze sales data to identify trends, track key performance indicators (KPIs), prepare reports, and develop accurate sales forecasts to drive continuous improvement.
  • Closely monitor key sales metrics, such as conversion rates, pipeline coverage, and win rates, to ensure achievement of quarterly and annual sales targets.
• Administrative Duties:
  • Maintain accurate records of all sales activities in our CRM system SalesForce.
  • Assist in preparing proposals, contracts, and other sales-related documentation.
  • Assist in the gathering of client documentation for KYC.

About Wynn Al Marjan Island

On schedule to open in the United Arab Emirates in spring 2027, Wynn Al Marjan Island has been created as an opulent and entertaining beachside destination for discerning guests to play and relax. Located less than 50 minutes from Dubai International Airport, this integrated resort offering 1,530 rooms and suites, 22 restaurants and lounges, a theater, nightclub, and five-star spa is currently under construction on a picturesque island that gracefully curves into the Arabian Gulf.

About the Position

Wynn Al Marjan Island is currently seeking a Manager Regulatory Compliance to join the resort s Gaming Compliance team.

The primary duties and responsibilities of this role are:

Regulatory Oversight

• Ensure property-wide compliance with gaming laws, AML regulations (e.g., Title 31), and internal control systems
• Serve as the primary liaison with gaming regulators, law enforcement, and internal departments
• Monitor and respond to regulatory findings, audits, and non-compliance issues

Compliance Program Management

• Develop, implement, and maintain the property s compliance and reporting plan
• Oversee the self-exclusion program, patron due diligence (KYC), and risk assessments
• Manage the filing of SARs and other regulatory reports

Internal Controls & System Submissions

• Draft and update internal control documents and emergency amendments
• Manage IT system submissions related to gaming platforms and upgrades
• Ensure departmental procedures align with approved regulatory requirements

Training & Development

• Collaborate with the Gaming Academy to integrate compliance standards into training programs
• Deliver compliance training to staff and leadership
• Support onboarding and licensing processes for new hires

Investigations & Reporting

• Lead investigations into suspected violations and prepare detailed reports
• Review surveillance and security reports for compliance-related concerns
• Maintain accurate documentation of audits, investigations, and corrective actions

Your main responsibilities:

• Acting as the key client contact throughout the client onboarding process to ensure seamless transition from Sales to BAU;
• Act as a first point of contact for client issues relating to onboarding matters.
• Coordinating client adoptions, account openings, review of fund offering documentation and legal agreements, internal system set ups, and project planning.
• Project management and coordination of internal functions to onboard new clients (launches and conversions) including Service Delivery, Sales, Legal, Compliance, and Technology teams.
• As part of the onboarding process, the candidate will be expected to provide regular status updates to new clients and internal parties. Weekly project calls should be held with stakeholders and project plans should be maintained to track progress.
• Assist in the initial drafting and review of client service agreements.
• Interacting with the Legal Department on template management and control.
• Managing the internal review process across different product and service lines within the fund administration, corporate services, depository and other product lines.
• Provide day-to-day client onboarding advice across all Apex Group business lines to best meet their business needs and maintain good working relationships through active communication, facilitation and teamwork.
• Strong project management skills and the ability to proactively manage multiple/changing priorities and deadlines.
• Support the wider onboarding team and sub processes where required.

Performance:

• The successful candidate will be expected to work on his / her own initiative to successfully onboard new fund launches and conversions and ensure a positive onboarding experience for clients. Documentary and other standards should be used wherever practical to ensure consistency and efficiency.

We are hiring an analytical AML & Compliance Analyst to support transaction monitoring, investigations, and AML framework enhancement within a regulated fintech/crypto environment.

This role offers hands-on exposure to financial crime risk management, regulatory reporting, and compliance process development during a critical operational growth phase.

Responsibilities

Transaction Monitoring & Investigations

• Review and investigate flagged fiat and crypto transactions
• Analyse transaction patterns to identify AML/CTF risks
• Maintain structured case documentation and investigation logs

Client Due Diligence

• Conduct KYC, KYB, CDD, and EDD reviews
• Perform sanctions, PEP, and adverse media screening
• Support risk scoring and periodic client reviews

Reporting & Framework Support

• Assist with STR/SAR preparation and internal reporting
• Support AML policy, SOP, and control documentation
• Contribute to audit preparation and regulatory readiness

The AML Officer is responsible for performing day-to-day Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF) activities to ensure compliance with Local regulatory requirements.
This role focuses on transaction monitoring, customer due diligence (CDD/EDD), sanctions screening, and investigation of suspicious activity, ensuring timely escalation to the MLRO and accurate reporting to the Financial Intelligence Unit (FIU)

Your responsibilities

• Review and investigate AML alerts generated by the transaction monitoring system (TMS).
• Identify unusual or suspicious patterns, conduct detailed analysis, and document the rationale for closure or escalation.
• Support tuning and calibration of TMS rules to improve control effectiveness and reduce false positives.
• Liaise with the MLRO on STR/SAR escalation to the FIU.
• Contribute to AML training, awareness, and periodic control testing

Customer Due Diligence (CDD & EDD)

• Perform onboarding reviews to ensure accurate and complete KYC documentation for individuals and entities.
• Assist in enhanced due diligence (EDD) for high-risk customers, PEPs, or adverse media hits.

Screening & Sanctions Compliance

• Conduct name screening for customers and counterparties against sanctions, PEP, and adverse media lists.
• Investigate and disposition potential matches in line with the sanctions screening SOP.
• Support the MLRO in managing periodic list updates and system validation.

Summary:

Dynamic and performance-driven Sales Head with over 10 years of extensive experience across

the Forex market, Indian stock market, cryptocurrency trading, and CFD platforms. Proven

track record in driving revenue growth, developing high-performing sales teams, expanding

market presence, and implementing competitive go-to-market strategies. Adept at building

strong client relationships, optimizing sales operations, and leading cross-functional teams in

fast-paced financial trading environments.

Key Responsibilities:

• Sales Strategy & Leadership

o Develop and implement sales strategies to drive customer acquisition, retention,

and revenue growth across Forex, Equity, Crypto, and CFD products.

o Lead, mentor, and motivate sales teams to exceed monthly and quarterly targets.

o Analyze market trends, competitor activities, and customer insights to refine

sales approaches.

• Business Development

o Identify new market opportunities and partnerships to expand business reach in

domestic and international markets.

o Cultivate relationships with high-net-worth clients, institutional traders, and

brokerage partners.

o Drive B2B and B2C sales initiatives to enhance brand presence and product

adoption.

• Operational & Performance Management

o Set KPIs, monitor team performance, and ensure consistent achievement of sales

goals.

o Collaborate with product, marketing, and compliance teams to optimize

workflows and improve the client experience.

o Oversee onboarding processes, sales documentation, and KYC/AML compliance

for trading clients.

• Product Expertise

o Provide expert-level guidance on Forex trading, equity trading platforms,

cryptocurrency markets, and CFD instruments.

o Conduct product training, webinars, and strategy sessions for clients and internal

teams.

o Offer insights to product development teams for enhancing platform features

and tools.

• Client Relationship Management

o Maintain long-term relationships with key accounts and institutional clients.

o Manage escalations, understand client needs, and deliver tailored trading

solutions.

o Ensure high levels of customer satisfaction and loyalty

Risk & Compliance Manager – Dubai

The Risk & Compliance Manager will be responsible for developing, implementing, and maintaining comprehensive compliance policies and procedures to ensure adherence to regulatory requirements and industry best practices. This role will also identify and mitigate risks associated with precious metals trading, ensuring the company’s operations are compliant with UAE laws and regulations.

Compliance:

• Develop and implement compliance policies and procedures, vetting of contractual agreements (banks, counterparts, suppliers etc)

• Conduct regular compliance reviews and audits • Provide guidance and support to staff on compliance matters

• Conduct investigations into compliance breaches and take corrective actions

• Ensure company-wide adherence to DMCC regulations, UAE Federal Laws, AML/CFT guidelines, and international compliance standards relevant to commodity trading.

• Responsible for all KYC checks on current and potential counterparts.

• Responsible for all audits conducted by any UAE / MOE / DMCC authorities

• Ensure filing bi-weekly/monthly DPMSR reports with the AML authorities

Risk Management:

• Identify and assess risks associated with precious metals trading

• Develop and implement risk mitigation strategies

• Monitor and report on risk exposure

Regulatory Compliance:

• Ensure adherence to UAE regulatory requirements, including AML/CFT laws

• Register with the UAE Financial Intelligence Unit’s goAML Portal

• File Suspicious Activity Reports (SAR) and Suspicious Transaction Reports (STR)

• Manage and maintain up-to-date compliance records, registers, and documentation for regulatory inspections.

• Conduct ongoing monitoring of transactions in accordance with the company’s policies and coordinate with counterparties and potential clients on compliance matters.

• Lead and support the drafting, enhancement, and implementation of internal compliance policies, SOPs, and governance frameworks.

• Actively contributes to the effective implementation of the company’s Compliance framework.

Trainizg and Awareness:

• Provide regular training to staff on compliance and risk management

• Ensure staff understand AML/CFT regulations and red flags

• Collaborate cross-functional to ensure smooth implementation of new compliance practices and regulatory updates

• Report regularly to the senior management including Business Unit Head / Managing Director

Job Title: Assistant Manager, AML Investigations (6 Month Contract)br> Key Responsibilities:Lead and manage AML investigations based on transaction monitoring alerts, suspicions, and market intelligenceMentor and support AML team members, providing guidance on investigative techniques and compliance best practicesAct as subject matter expert on financial crime compliance matters, supporting senior management as neededAssist in the implementation and enhancement of the Financial Crime Compliance program, including AML, CTF, Sanctions, and KYC processesCoordinate responses to regulatory queries, inspections, and reporting obligations in line with CBUAE and FATF standardsReview and approve Suspicious Transaction Reports (STRs), ensuring thorough analysis and timely submissionCollaborate with other departments, including fraud teams, to investigate and mitigate financial crime risksMonitor and analyze trends and typologies to identify and prevent money laundering and related risksDevelop and deliver AML training programs to enhance team and organizational awarenessSupport testing and improvement of AML systems and processesbr>

The SME Due Diligence Oversight Manager is responsible for overseeing the team in charge of the assessment and management of high-risk customers of Small and Medium Enterprise business segments, ensuring compliance with internal policies, regulatory requirements, and the organization s risk appetite. The role provides leadership, guidance, and subject matter expertise in the execution of High-Risk Onboarding reviews, periodic KYC refresh and resolution of sanctions name screening alerts generated on SME customers

Principal Accountabilities:

Onboarding

• Oversee onboarding of customers of Small and Medium Enterprise business segments (SME customers), ensuring accurate KYC documentation and risk assessment prior to account opening.
• Validate customer risk ratings and enhanced measures applied to high-risk SME customers (e.g., PEP-linked entities, cash intensive business).
• Collaborate with onboarding teams and Relationship Managers to resolve KYC gaps and ensure compliance with regulatory standards.

KYC Refresh

• Manage periodic KYC refresh cycles for SME customers, ensuring timely complete of KYC refresh requests
• Supervise trigger-based reviews arising from material changes in customer circumstances or transactional behaviour.
• Ensure adherence to regulatory timelines and internal policies for KYC maintenance.

Name Screening

• Oversee the review and resolution of sanctions name screening alerts generated on customers during onboarding and throughout the customer lifecycle.
• Ensure timely escalation and disposition of true matches in line with sanctions compliance requirements.
• Work closely with the business team and EDD officer to ensure that alerts are closed on priority to ensure a fast-tracked onboarding journey

Additional Responsibilities

• Liaise with business units, Relationship Managers, and other stakeholders to obtain required KYC information and resolve outstanding issues.
• Develop and deliver training to EDD team members and business partners on EDD processes, regulatory changes, and best practices.
• Prepare and present management information reports on EDD activities, trends, and emerging risks to senior management.

As we continue to build upon our successes, we are looking for ambitious individuals who are passionate about the banking and finance industry and the markets in which CBD operates. Just as important to us is your ability to demonstrate a talent for dealing with people – your colleagues and our customers – and delivering service that really goes the extra mile.

The main purpose of the Officer Enhanced Due Diligence is to analyze and assess the assigned high-risk customer profiles for existing customers periodically and upon trigger events including Politically Exposed person (PEP) identification and assessment against the Bank s internal policies and procedures and determine whether they are in line with the Bank s risk appetite and in line with the regulations.

Principal Accountabilities

• Conduct an in-depth review as per the Bank s internal KYC / ODD Policy and Procedures of existing High-risk customer profiles which have been referred by the Business to Compliance for periodic (annually) and trigger based ongoing Due diligence.
• Ensuring completion of ODD with correct KYC data and information, any risk rating changes by performing KYC refresh on the information.
• Work closely with the Business to obtain any missing or additional KYC information or documentation during the KYC refresh which will be required to complete the high-risk customer ongoing due diligence as per the Bank s internal procedures.
• Ensure if the customer has any red flags /FCC concern, suggest for exit relationship and work with Team lead to actioned through Business.
• Work closely with sanction screening team for newly identified PEPs through the periodic screening on PEPs
• Liaison with respective business to get the Business PEP assessments and senior management approval to ensure Compliance PEP assessment is completed by the officer before submission for approval from Compliance senior management.
• Ensure all true identified PEPs are appropriately marked in the system and also have updated PEP register
• Ensure that the required KYC information and documentation is properly retained and stored using the Bank s systems for each business line.
• Document the review process to evidence the analysis conducted as well the rationale behind the sign-off or rejection of customer profiles.
• Escalate any concerns to ensure the customer profiles are well assessed and in line with the Bank s policies and procedures.
• Follow the Bank s exception handling process to obtain approvals where required information is not available (either temporarily or permanently) for the Bank during the ODD process or changes identified indicate a heightened risk of financial crime.

Communication and Working Relationships

• The jobholder is required to contact and interact with all Departments/branches and functions of the Bank that may require advice (e.g., Credit, Operations, and respective Business and Branches etc.) while performing the Ongoing Due Diligence i.e. KYC refresh and PEP identification and completion of PEP assessment.
• The jobholder shall ensure that the KYC ODD (CDD/EDD) measures are completed within acceptable time by the KYC ODD team.
• The jobholder is accountable for providing accurate and timely information to the Manager on AML /TF risks identified during KYC refresh and for ensuring compliance with relevant laws in all aspects of the Bank s activities.

We are seeking experienced Financial Crime Compliance (FCC) professionals to support the design, implementation, and enhancement of the Bank s FCC framework. The role will involve working across key financial crime domains and engaging with senior stakeholders to strengthen regulatory compliance and risk management.

 Responsibilities

• Support the design, implementation, and ongoing enhancement of the Bank s Financial Crime Compliance (FCC) framework, including:
  • AML/CFT
  • Sanctions compliance
  • Know Your Customer (KYC)
  • Transaction Monitoring
  • Financial crime investigations
• Ensure FCC policies, procedures, and standards are aligned with SAMA AML/CFT Regulations, FATF recommendations, and the Bank s internal risk appetite.
• Conduct and support key FCC initiatives, including:
  • Financial Crime Risk Assessments (FCRA)
  • Sanctions screening model validation
  • Transaction monitoring optimisation and tuning
• Develop and enhance FCC governance structures, policies, and procedures.
• Provide FCC advisory support on regulatory, risk, and control matters.
• Prepare and deliver presentations and materials for senior Compliance stakeholders and Executive Management.
• Collaborate with internal teams to drive remediation and continuous improvement of FCC controls.

Required Knowledge & Skills

• Strong understanding of FCC domains including AML/CFT, sanctions, KYC, and transaction monitoring.
• Practical knowledge of SAMA regulations and FATF standards.
• Experience with financial crime risk assessments, model validation, and monitoring optimisation.
• Strong stakeholder management skills with experience presenting to senior management.
• Excellent analytical, documentation, and communication skills.

The teamOur global Compliance team is redefining how compliance is done. We challenge traditional industry practices to make Compliance a competitive advantage at Kraken. Our teams navigate regulatory uncertainty and evolving global policy landscapes to help ensure Kraken s success in a rapidly changing industry.

The KYC Operations team sits within Compliance and is responsible for Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) across the client lifecycle. This role supports the VIP / high-touch client segment, with responsibility for both initial onboarding reviews and ongoing monitoring of some of Kraken s most complex and high-value clients

The opportunity

Conduct comprehensive EDD reviews for VIP client onboarding and ongoing monitoring, including analysis of source of wealth/source of funds, business activities, financial documentation, and complex beneficial ownership structures

Perform periodic, event-driven, and trigger-based reviews of existing VIP clients to reassess risk and ensure ongoing compliance

Identify, assess, and clearly document client risk factors and red flags, and make well-supported recommendations to onboard, continue, restrict, or exit client relationships

Use internal systems, third-party research tools, and OSINT to identify potentially suspicious activity and determine appropriate escalation or referral to risk partners

Prepare clear, high-quality investigation reports that summarize findings, risk assessments, and recommendations for senior stakeholders

Act as a subject matter expert (SME) for Client Engagement, Relationship Management, and internal partners on VIP EDD matters, supporting a consistent and positive client experience throughout the client lifecycle

Skills You Should HODL

Bachelor s degree or equivalent practical experience in finance, accounting, business administration, or a related field

2+ years of experience in a compliance, KYC, AML, or related role at a cryptocurrency exchange, financial institution, or comparable organization, preferably supporting high-risk, high-net-worth, or institutional clients

Strong analytical and problem-solving skills, with the ability to independently assess complex client risk profiles over time

Excellent written and verbal communication skills, including the ability to clearly explain risk decisions to senior stakeholders

Ability to thrive in a fast-paced environment and collaborate effectively across multiple teams supporting VIP clients

Strong organizational skills and attention to detail, with the ability to manage sensitive, high-impact cases

Nice to haves

CAMS or other relevant compliance certifications

Strong understanding of AML/KYC regulations and regulatory expectations related to onboarding and ongoing monitoring of high-risk clients

Prior experience supporting VIP, institutional, or high-touch clients in crypto, fintech, or financial services

Experience reviewing client transaction activity, including identifying unusual patterns, assessing potential AML risk, and identifying the need for escalations

Performance Marketing Ownership

• Own end-to-end performance marketing for cryptocurrency products across paid search, paid social, programmatic, display, SEO, affiliate, and influencer channels
• Build and optimize marketing funnels from awareness through to active trading
• Develop attribution models, cohort analysis, and LTV/CAC frameworks to drive efficient spend allocation
• Manage and scale performance marketing budgets with clear ROI accountability

User Acquisition & Retention

• Drive verified user sign-ups, KYC completions, first-time deposits, and trading volume growth
• Build re-engagement and retention campaigns to maximise user lifetime value
• Develop segment-specific strategies for retail traders, active traders, and high-volume users

Campaign Execution

• Plan and execute product launches, trading pair listings, and promotional campaigns
• Coordinate with product, design, and content teams to deliver high-impact creative assets
• Run A/B testing and continuous optimization across all campaign elements

Analytics & Reporting

• Establish KPI dashboards and weekly reporting cadences
• Deliver clear performance insights to leadership with actionable recommendations
• Monitor competitive landscape and adapt strategies accordingly

Team Leadership

• Build, mentor, and manage a high-performing crypto marketing team
• Set clear targets, provide coaching, and drive accountability across the function

Compliance Alignment

• Ensure all campaigns comply with regional advertising standards, AML guidelines, and platform policies
• Work closely with Legal and Compliance teams on campaign approvals

The Senior Compliance Officer will oversee compliance operations, ensure regulatory adherence, manage risks, and drive ethical practices across the organization. Implement frameworks, strengthen controls, liaise with regulators, and perform other duties as assigned to support organizational objectives.

Key Responsibilities:

• Ensure company-wide compliance with applicable local and international laws and regulations across all jurisdictions of operation, including AML, data protection (e.g. GDPR), and industry standards.
• Develop, implement, and maintain effective compliance policies, procedures, and internal controls tailored to multi-jurisdictional requirements.
• Conduct compliance risk assessments, audits, and monitoring activities to identify gaps and mitigate regulatory and operational risks.
• Act as the primary liaison with regulatory authorities, ensuring timely, accurate filings and effective handling of regulatory inquiries.
• Deliver compliance training and awareness programs covering regulatory updates, ethical conduct, AML, and data protection.
• Investigate compliance breaches and oversee corrective and preventive actions.
• Collaborate closely with the Head of Compliance to set, track, and achieve organizational and strategic compliance objectives.
• Contribute to global compliance strategy development, ensuring alignment with international regulations and best practices.
• Oversee consistent implementation of compliance programs across departments and business functions.
• Prepare and present compliance reports to senior management and governing bodies as required.
• Support relationships with regulators, auditors, and external stakeholders, including during audits and reviews.

Bank of Jordan is committed to upholding the highest standards of integrity, ethical conduct, and regulatory compliance. As the AML/TF Unit Manager, you will play a critical role in preventing money laundering, terrorist financing, and other illicit activities, safeguarding the bank’s reputation and financial security.

Responsibilities

• Lead and manage the AML/TF unit within the bank, ensuring effective implementation of AML/TF policies, procedures, and controls.
• Develop and maintain a comprehensive AML/TF program in line with local and international regulatory requirements.
• Stay updated on AML/TF laws, regulations, and best practices to ensure the bank remains compliant.
• Identify and assess the bank’s AML/TF risks and implement appropriate risk mitigation measures.
• Oversee the bank’s customer due diligence process, including the review and approval of high-risk customer relationships.
• Conduct regular AML/TF training and awareness programs for bank employees.
• Manage and investigate suspicious transactions and potential AML/TF activities, ensuring timely reporting to relevant authorities.
• Collaborate with internal and external stakeholders, including law enforcement agencies and regulatory bodies, on AML/TF matters.
• Prepare and submit AML/TF reports to senior management and regulatory authorities.
• Conduct periodic AML/TF risk assessments and internal audits to ensure compliance and effectiveness of controls.

The Senior Compliance Officer Client Acceptance & Advisory will support complex onboarding decisions and provide advisory input on high-risk customers.

Key Responsibilities

• Review and approve high-risk client onboarding cases
• Provide advisory guidance to business and onboarding teams
• Ensure compliance with KYC, CDD, and EDD requirements
• Support policy interpretation and risk appetite alignment
• Act as escalation point for complex customer risk issues